-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CSjyl9IwbnHH2jHtXwwM7LAwz44n7zpZnv6vjxO3lsKA2oFzGDzNkqTs80lcVd8u piwLyWHAUaDZDdkPcWMP9Q== 0001193125-10-028175.txt : 20100211 0001193125-10-028175.hdr.sgml : 20100211 20100211100334 ACCESSION NUMBER: 0001193125-10-028175 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG CO CENTRAL INDEX KEY: 0000055067 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 380710690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-16386 FILM NUMBER: 10589906 BUSINESS ADDRESS: STREET 1: ONE KELLOGG SQ STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 2699612000 MAIL ADDRESS: STREET 1: ONE KELLOGG SQUARE STREET 2: P O BOX 3599 CITY: BATTLE CREEK STATE: MI ZIP: 49016-3599 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 30 Schedule 13G Amendment No. 30

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 30)

 

 

Kellogg Company

(Name of issuer)

 

 

Common Stock

(Title of class of securities)

487836 10 8

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

 


CUSIP NO. 487836 10 8   Page 2 of 5

 

  1.   

Names of reporting persons

I.R.S. Identification Nos. of above persons (entities only)

 

George Gund III

  2.  

Check the appropriate box if a member of a group

(a)  ¨        (b)  x

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    USA

Number of

shares

beneficially

owned by

each

reporting

person

with

   5.    

Sole voting power

 

    116,750

   6.   

Shared voting power

 

    32,213,909

   7.   

Sole dispositive power

 

    116,750

   8.   

Shared dispositive power

 

    4,925,695

  9.

 

Aggregate amount beneficially owned by each reporting person

 

    32,330,659

10.

 

Check if the aggregate amount in Row (9) excludes certain shares  ¨

 

11.

 

Percent of class represented by amount in Row 9

 

    8.5%

12.

 

Type of reporting person

 

IN The filing of this statement should not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of all securities covered by this statement.

 


CUSIP NO. 487836 10 8   Page 3 of 5

 

Item 1  

(a).

   Name of Issuer:      
     Kellogg Company      
Item 1  

(b).

   Address of Issuer’s Principal Executive Offices:      
     One Kellogg Square, P.O. Box 3599, Battle Creek, MI 49016-3599      
Item 2  

(a).

   Names of Person Filing:      
     George Gund III      
Item 2  

(b).

   Address of Principal Business Office:      
     39 Mesa Street, Suite 300, San Francisco, CA 94129      
Item 2  

(c).

   Citizenship:      
     USA      
Item 2  

(d).

   Title of Class of Securities:      
     Common Stock      
Item 2  

(e).

   CUSIP No.:      
     487836 10 8      
Item 3.   If this statement is filed pursuant to Secs. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  Not Applicable   


CUSIP NO. 487836 10 8   Page 4 of 5

 

Item 4.    Ownership      
   (a)    Amount beneficially owned:      
      32,330,659      
   (b)    Percent of class:      
      8.5%      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote:      
         116,750      
      (ii)    Shared power to vote or to direct the vote:      
         32,213,909 (Includes 2,395,663 shares held by a nonprofit foundation of which the reporting person is one of eight trustees and one of twelve members, as to such shares any beneficial ownership is hereby disclaimed.)      
      (iii)    Sole power to dispose or to direct the disposition of:      
         116,750      
      (iv)    Shared power to dispose or to direct the disposition of:      
         4,925,695 (Includes 2,395,663 shares held by a nonprofit foundation of which the reporting person is one of eight trustees and one of twelve members, as to such shares any beneficial ownership is hereby disclaimed.)      
Item 5.    Ownership of Five Percent or Less of a Class   
   Not Applicable   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person      
  

Other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, these securities. Those persons whose interest relates to more than five percent of the class are:

 

KeyBank National Association, as trustee of certain trusts

     
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   Not Applicable
Item 8.    Identification and Classification of Members of the Group      
   Not Applicable      
Item 9.    Notice of Dissolution of Group      
   Not Applicable      
Item 10.    Certifications      
   Not Applicable      


CUSIP NO. 487836 10 8   Page 5 of 5

 

The filing of this statement should not be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 4, 2010

 

/S/    GEORGE GUND III        

George Gund III
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